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Outside of finance, there are few fields where there are so many intermediaries who try to provide solutions for every aspect of one’s finances be it personal finance or corporate finance. In the United States, you have Mutual Funds, Registered Investment Advisors and Broker Dealers who perform activities with regard to providing advice to clients with respect to investments in...
First they came for the Stock Brokers, and I did not speak out – Because I was not a Stock Broker Then they came for the Portfolio Managers, and I did not speak out – Because I was not a Portfolio Manager Then they came for the Advisers, and I did not speak out – Because I was not a...
On Friday, SEBI came out with a Circular detailing among other things The amount of actual commission paid by AMCs/Mutual Funds (MFs) to distributors (in absolute terms) during the half-year period against the concerned investor’s total investments in each MF scheme. The term ‘commission’ here refers to all direct monetary payments and other payments made in the form of gifts...
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